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Dep. of Soil and Crop Sciences, Colorado State University, Fort Collins, CO 80523-1170
* Corresponding author (Patrick.Byrne{at}ColoState.Edu)
In this article, the terms transgenic, genetically engineered, and genetically modified are used synonymously to mean organisms in which genetic material has been introduced through recombinant DNA technology.
| ABSTRACT |
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Abbreviations: Bt, Bacillus thuringiensis EPA, U.S. Environmental Protection Agency FDA, U.S. Food and Drug Administration GE, genetically engineered GM, genetically modified GMO, genetically modified organism USDA, U.S. Department of Agriculture
| INTRODUCTION |
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One of my most memorable outreach experiences has been serving on a technical advisory committee in Boulder County, Colorado, to recommend policies for growing genetically engineered (GE) crops on county-owned land (Byrne and Fromherz, 2003). The 10 committee members were from a variety of occupations and displayed a broad range of attitudes toward GE crops. The committee included two "extremists," one at each end of the continuum. One of these members advocated nothing less than a complete ban on GE crops, while the other would not accept any restrictions on their use. During the 18 mo that the committee met, while most members engaged in give and take on the complex issues surrounding transgenic varieties, these two members never budged from their initial positions. In fact, one of them declared that no matter what he learned about GE crops, he would never change his mind about them. The result was that the extremist members did not contribute to the work of the committee, which was to craft a compromise policy that addressed valid concerns in a rational and fair-minded way (Byrne and Fromherz, 2003). This experience reinforced my belief that the zealous "pro" and "con" viewpoints that tend to dominate the public debate on transgenic crops interfere with the process of reaching reasonable decisions on how to benefit from GE crops while avoiding their pitfalls.
Public Knowledge and Attitudes About GE Foods
Looking at Hollywood's view of genetic engineering, one must conclude that the technology is a terrifying development. The films "Spider-Man," "The X Files," "Frankenfish," and "Corn" all involve the consequences of genetically modified organisms (GMO) that escape from the laboratory or cultivation as key ingredients in the plot. In the remake of "The Manchurian Candidate," the evil brainwasher started his career as a genetic engineer of tomatoes (Lycopersicon esculentum Mill.). Although the science behind these films is fuzzy, if not downright ludicrous, the impression presented is that modifying DNA is extremely risky and will inevitably lead to disaster. Images and innuendos presented by Hollywood can be especially persuasive for topics with limited public understanding, which certainly applies to genetic engineering.
Recent surveys report what many of us can state anecdotally, that American consumers' knowledge of GE food is low. For example, only 24% (Pew Initiative on Food and Biotechnology, 2003) and 31% (Hallman et al., 2004) of respondents believed that they had eaten GE foods, despite the fact that GE ingredients are present in 60 to 70% of supermarket products in the U.S. (Genetically Engineered Organisms Public Issues Education Project, 2004). Only 9% of respondents knew that the following statement was incorrect: "Ordinary tomatoes do not contain genes while GM tomatoes do" (Hallman et al., 2004). Forty-two percent believed that tomatoes engineered with catfish genes would probably taste fishy (Hallman et al., 2004).
Opinions about the safety of GE foods appear to be evenly split. In the survey by the Pew Initiative on Food and Biotechnology, 27% of U.S. consumers agreed that GE foods are basically safe, while 25% disagreed (Pew Initiative on Food and Biotechnology, 2003). A similar question in the study by Hallman et al. (2004) provided nearly identical results, with 27% approval of plant-based GE products and 23% disapproval (Hallman et al., 2004). It is noteworthy that nearly half the respondents in both surveys (48 and 49%, respectively) were either uncertain or neutral. In the Pew survey, when respondents were told that more than half of supermarket products involve some form of biotechnology or genetic engineering, opinions of food safety improved: 44% agreed that GE foods were safe, while 20% disagreed. This result provides at least some support for the regulatory process; if GE foods have been approved for sale, then almost half of consumers believe they are safe to eat.
For the record, a recent analysis of the safety of GE foods confirmed that no negative health effects due to GE foods have been documented in humans (National Research Council and Institute of Medicine, 2004). However, the report stated that unintended effects can arise from all forms of plant improvement, and therefore, that appropriate safety assessments are necessary.
Consumers are far more comfortable with genetic engineering of plants compared to modification of other organisms. On a scale of 1 to 10 (1 = very uncomfortable to 10 = very comfortable), respondents rated their comfort level with engineering of plants at 6, microbes at 4.2, animals for food at 3.8, insects at 3.6, animals for other purposes at 2.2, and humans at 1.4 (Pew Initiative on Food and Biotechnology, 2003).
Public acceptance of GE foods varies dramatically among countries. Curtis et al. (2004) considered consumers in the USA and Canada to be more or less neutral, based on their willingness to pay for or to avoid GE products. Western European and Japanese consumers tend to believe that the risks of GE foods outweigh the benefits; consumers in those countries stated that they would purchase GE foods only if they were offered at discounts of up to 50% (Curtis et al., 2004). In contrast, in China and Colombia the benefits of increased food availability and improved nutritional properties were perceived to outweigh the risks. Chinese consumers reported they were willing to pay a premium of 16 to 38% for certain GE traits (Li et al., 2002). The factors regarded as most important by Curtis et al. (2004) in determining consumer opinions were trust in government, attitudes toward science, and the nature of media coverage.
There is a very broad and deep literature on risk perception and communication (e.g., National Research Council, 1989; Sandman, 1993; Slovic, 2000). Many of the factors affecting perception of risk (Ropeik, 2004) are relevant to GE foods. Some of these factors and their rationales are as follows:
This last factor is extremely important and, I believe, has the power to trump the other factors. What, then, are the applications of plant genetic engineering that will be generally perceived to bring benefits to consumers or to society as a whole?
"Next Generation" GE Crops
Much has been written about the array of benefits that await consumers through transgenic technology (Dunwell, 1999). Although many nutritional enhancements have been proposed and researched, only a few seem to be moving toward commercialization. The most prominent of these is "Golden Rice" (Oryza sativa L.) (Ye et al., 2000), which is designed to alleviate vitamin A deficiencies and symbolizes transgenic technology's promise to address malnutrition in developing countries. Although heavily publicized by the biotechnology industry, progress toward field testing and local adaptation of the rice has been slow for a variety of reasons (Potrykus, 2001), and its eventual impact on nutritional status of the poor is uncertain. A "Golden Rice Humanitarian Board" has been established to guide further development and diffusion of the technology, and recent progress in improving Golden Rice's nutritional content is encouraging (Paine et al., 2005).
Producing oilseed crops with healthier or higher quality oil profiles is another way in which genetic engineering may benefit consumers. Lipid biochemical pathways in seeds are well characterized, many of the genes involved have been cloned, and the health benefits of specific classes of lipids have been established (Burton et al., 2004). All of these factors would seem to favor transgenic approaches. However, there are alternative, nontransgenic methods for achieving altered oil profiles, namely induced mutation and identification of naturally occurring variations (Burton et al., 2004). Therefore, except for specific lipid profiles not attainable by other methods, development of GE cultivars may not be the most cost-effective strategy, when the costs of the regulatory process are included.
Crops tolerant to drought stress are likely to be recognized as benefiting society as a whole, given the increasing demands for limited water supplies and recent memories of prolonged droughts in many parts of the world. As an example of the research underway in this area, three versions of experimental transgenic drought tolerant wheat (Triticum aestivum L.) lines have been field tested or will soon undergo such testing (Abebe et al., 2003; Bahieldin et al., 2005; Pellegrineschi et al., 2004).
Not all "next generation" GE crops are perceived as providing societal benefits. For example, "biopharm" crops, which are engineered to produce pharmaceutical proteins and have reached the field testing stage for some applications, have been greeted with more anxiety than enthusiasm (Andow et al., 2004; Colorado Institute of Public Policy, 2004; Freese, 2002). A significant difference in the response to biopharming is that some of the groups raising concerns, including farmers, food companies, and nutritionists, have been generally supportive of agricultural biotechnology in the past. To avoid a backlash against crop biotechnology in general, companies and regulators will need to proceed very cautiously with biopharming.
Broader Concerns About the Current Agricultural System
Something I've observed in dealing with the public is that unease over GE crops is not just about transgenic technology, but reflects wider concerns about an unsustainable agricultural system. In a letter to Science, Freckleton et al. (2004) expressed this sentiment well: "The debate over GM crops is just one small component of a much wider debate that needs to take place on how to develop a sustainable rural landscape for the future." Part of that debate needs to focus on the goals of our agricultural system, whether they should focus only on food production, or also include issues related to soil and water conservation, wildlife management, rural economic viability, and pleasing landscapes.
The complexities of agroecosystems are such that introducing new technology into a farming system can have unintended results. An instructive example involves sandhill crane (Grus canadensis L.) migration through the Platte River Valley of central Nebraska (Krapu et al., 2004). Each spring about 80% of North American sandhill cranes stop along the Platte and North Platte Rivers, where waste corn (Zea mays L.) accounts for over 90% of their diet. Improvements in corn harvest technology have resulted in less waste corn in the fields, accompanied by a 46% decline in fat content of the cranes since 1978. Improved profitability of soybeans, at least partly due to glyphosate tolerance, has resulted in increased soybean production and less corn production in the area. Unfortunately, soybeans are a poor source of energy for the cranes. Weed seeds, a secondary nutrient source, have also been reduced by herbicide tolerant crops. Clearly, GE crops alone are not responsible for declining food availability for sandhill cranes. However, they are part of a system that can significantly impact wildlife populations when applied over large areas. At a minimum, additional monitoring and evaluation of these altered systems are needed.
Concerns with GE Crop Regulation
Most consumers do not have the time, interest, or technical background to evaluate the food and environmental safety of GE crops. Rather, they depend on an appropriate regulatory system to investigate the issues in a rigorous and unbiased manner. Therefore, ensuring the existence of a credible regulatory process is the single most important factor in gaining public trust. Three federal agencies regulate distinct aspects of GE crops in the U.S.: the Department of Agriculture (USDA), the Environmental Protection Agency (EPA), and the Food and Drug Administration (FDA). Among the shortcomzings of the current regulatory system are the following (Committee on Genetically Modified Pest-Protected Plants, 2000; Pew Initiative on Food and Biotechnology, 2004):
The Pew Initiative on Food and Biotechnology recently published an extensive review of the issues surrounding the regulation of GE plants and animals (Pew Initiative on Food and Biotechnology, 2004). To their credit, the authors did not prescribe a set of measures to improve the system, but instead listed the issues that need to be addressed. A highly selective subset of their issues for environmental safety and food and feed safetyfollows.
Questions that are pertinent for regulation of environmental safety
Questions that are pertinent for regulation of food and feed safety
Hope for the Future
Several recent developments provide hope that the U.S. regulatory system may be improved and that future products of agricultural biotechnology will avoid some of the safety issues that have affected earlier products. One of these developments is USDA's intention to prepare an Environmental Impact Statement of its regulation of GMOs (Animal and Plant Health Inspection Service, 2004). Among the topics that may be evaluated are an expansion of USDA's authority to regulate additional types of transgenic organisms; establishment of a tiered system for risk-based regulation; allowance for low-level adventitious presence of controlled products in the food/feed supply; and development of a mechanism for regulation of biopharm crops grown in confined conditions.
Another positive development is the recent doubling of funding for the Biotechnology Risk Assessment Grants Program of USDA-CSREES (www.csrees.usda.gov/fo/fundview.cfm?fonum=1075; verified 27 Aug. 2005). This program is directly targeted to produce information useful to federal regulators of agricultural biotechnology. Among the funded projects are those that address pollen dispersal in corn, wheat, sunflower (Helianthus annuus L.), and creeping bentgrass (Agrostis stolonifera L.); fitness effects of transgenes in wild plant populations; biosafety of chloroplast transgenes; and transgene confinement strategies in trees. Results of these projects will help answer questions about the environmental effects of GE crops, presumably leading to more informed decisions about their commercialization.
Finally, two publications with similar themes address the need to consider safety issues at the earliest stages of GE product conceptualization. Kapuscinski et al. (2003) describe a "safety first" approach, involving publicprivate partnerships for "transparent development of proactive safety standards that anticipate and resolve safety issues as far upstream of commercialization as possible." The authors are optimistic about such a process because it should benefit multiple stakeholders, including biotechnology companies and those concerned with food and environmental safety. Doering (2004) also calls for more attention during the design phase of GE crops to ensure that they meet national goals for food safety and agricultural sustainability. Examples of GE crop design that incorporate safety concerns are more precise gene insertion, better control of gene expression, and elimination of unnecessary DNA sequences from the inserted gene. Crops that address sustainability goals include those that use chemicals, energy, and water more efficiently, or that are planted for phytoremediation of contaminated soils.
| SUMMARY AND CONCLUSIONS |
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| ACKNOWLEDGMENTS |
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Received for publication February 17, 2005.
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