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a Agriculture Victoria, CRC for Molecular Plant Breeding, Pastoral and Veterinary Inst., Private Bag 105, Hamilton, VIC 3300, Australia
b USDA-ARS, U.S. Dairy Forage Research Center, Madison, WI 53706-1108
* Corresponding author (mdcasler{at}wisc.edu).
| ABSTRACT |
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Abbreviations: LSR, least significant range NNA, nearest neighbor analysis Pre-IH, preadjustment by individual harvests RCB, randomized complete block
| INTRODUCTION |
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The majority of forage cultivar evaluation trials are sown in a randomized complete block (RCB) design (APPEC, 1996). While the RCB design may be an effective way of controlling spatial variation in field trials in one direction, it is ineffective when the spatial variability is continuous in two directions, leading to considerable within-block variability (Lin et al., 1993). There has a been a marked change in the way that multienvironment trial data from annual grain crop variety testing trials are analyzed with a move toward spatial analysis (Gleeson and Cullis, 1987; Cullis and Gleeson, 1989) to better accommodate the plot-to-plot variation observed in field trials. The use of row-column analysis or neighbor analysis has been shown to increase the precision of a large number of grain yield trials (Cullis and Gleeson, 1989; Cullis and Gleeson, 1991; Kempton et al., 1994).
Recent analyses of forage grass cultivar trials of a range of cool season forage species have shown that it is possible to improve the precision of cultivar yield estimates within a location through both optimizing the number of replicates sown, based on the likely differences between the cultivars under test, and utilizing statistical analyses that account for spatial variability in plot yield (Casler, 1999a,b; Smith and Kearney, 2002). When RCB designs were compared with lattice designs and NNA in a comparison of 27 perennial cool-season grass trials, NNA was shown to provide more precise estimates of mean forage yield than either the lattice or RCB designs (Casler, 1999b). The improvements in precision of entry means were shown to be incremental with an average improvement in precision of 15% due to the use of RCB designs, an additional 17% due to the lattice analysis, and a further 22 to 30% due to trend analysis or NNA (Casler, 1999b).
These improvements in the precision of the estimation of cultivar herbage yield are of great importance given the rapid increase in the number of forage grass cultivars on the market, the relatively low rates of genetic gain for forage yield (0.10.5% yr1; Van Wijk and Reheul, 1991; Casler, 1998; Casler et al., 2000), and the reduction in funds available for cultivar testing in a number of countries. Nearest neighbor adjustment of cultivar means for individual trials provides improved precision for cultivar means, but does not provide a direct assessment of cultivar x environment interactions, which require a combined analysis across locations or years. Supplemental analysis of adjusted cultivar means could provide this information (Cullis et al., 1998), but would not provide a test of each cultivar x environment component (location, year, and location x year). Thus, the need still exists to develop techniques to allow for analysis of spatially adjusted means across environments and years as forage cultivar trials are usually conducted across 2 to 3 yr in a number of locations (Casler, 1999a,b).
The objective of this study was to evaluate several methods to use NNA to account for spatial variability in the yields of forage plots from nine separate cultivar evaluation trials conducted across locations and years. The trials cover two distinct classes of forage cultivar evaluations: multiple-harvest hay trials of cool-season grasses, for which season-total forage yield is the trait of interest, and single-harvest biomass trials of a warm-season grass.
| MATERIALS AND METHODS |
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9 cm. Dry matter determinations were made on random 300- to 500-g forage samples and were used to adjust plot yields to a dry-matter basis. Cool-season grass trials were harvested three times per year: early June (just after heading), early August, and late October. Switchgrass trials were harvested in late summer, just after anthesis. Cool-season grass trials generally received 56 kg N ha1 at the beginning of each harvest-growth period, while switchgrass received 100 kg N ha1 in early spring. Dry matter yields for each plot were summed across all harvests within each year to give the annual forage production for a given plot.
Analyses within Locations and Years
For each trial, the annual forage yield and the forage yield at individual harvests within years were analyzed with a RCB design. The annual forage yield and the yield at individual harvests were also subjected to NNA with two covariates (Casler, 1999b). The two covariates were
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To develop a measure of experimental precision comparable with that obtained with the RCB analysis, the individual entry standard errors from NNA were squared and averaged across entries within each analysis to derive a pooled variance of adjusted entry means, equal to the square of the SAV value (square root of average variance) computed by Brownie et al. (1993). The relative efficiency of NNA was expressed as the ratio of the pooled variance of the entry means from RCB and NNA (Casler 1999b).
Combined Analyses across Locations and Years
Raw data were analyzed by mixed models analysis within the Statistical Analysis System (Littel et al., 1996), using the RCB model without spatial analysis combined across locations and years. The linear model was:
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Spatial analysis, combined across locations and years, was achieved by three different methods: preadjustment based on total forage yield (Pretotal), postadjustment based on total forage yield (Posttotal), and preadjustment by individual harvests (Pre-IH).
Preadjustment based on total forage yield. Plot yields from multiple harvests within a year (when present) were summed to give total annual forage yields. Total forage yields within each location and year were adjusted for spatial variation by an analysis with the two NNA covariates, excluding class variables (replicates and entries). The residuals from these analyses, which retained all information on entries, were restored to their original scale by addition of the grand mean. These values, spatially adjusted total forage yields within locations and years, were combined into a single data file and analyzed with the mixed model above without the two NNA covariates. Error df were reduced by 2ly (l = number of locations, y = number of years) to account for the preadjustment fitting two NNA covariates for each location-year combination.
Postadjustment based on total forage yield. Plot yields from multiple harvests within a year (when present) were summed to give total annual forage yields. The NNA covariates were computed for total forage yield values within each location and year. The combined analysis was then performed on raw data, adjusting for spatial variation by use of the two NNA covariates added to the mixed model above.
Preadjustment by individual harvests. This method was as described for Pretotal, except when there were multiple harvests within a year. In these cases, individual-harvest forage yields were adjusted for spatial variation as described for Pretotal. Adjusted values for each harvest were rescaled by adding the grand mean, then summed within years, and analyzed by the mixed model above. Error df were reduced by the total number of NNA covariates fit, as described for Pretotal.
The results of each method were compared with those obtained by RCB analysis. The NNA adjustments to plot means in each trial were evaluated according to the relative efficiency of the adjustments as described for the analyses within locations and years. The ability to detect differences among entry means for each method of analysis was evaluated by the LSD0.05 and the LSD expressed as a percentage of the range of entry means within a trial (least significant range [LSR] of Casler and Undersander, 2000). The LSR [100(LSD)/Range] expresses the LSD value as a percentage of the range among entry means, providing a relative measure of the extent to which entry differences can be detected. Spearman rank correlation coefficients were calculated between entry means computed from NNA and RCB analyses.
| RESULTS AND DISCUSSION |
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Differences in relative efficiency, LSD values, and LSR values among trials probably do not reflect biological differences among species, such as tiller morphology, growth habit, and reproductive development. On an individual-harvest or individual-location-year basis, trial SB2 had the highest average relative efficiency (146%), followed by trials OG2 and SB3 (Table 2). Thus, the relative efficiency of the combined NNA across locations and years could not be predicted from the individual analyses. Similarly, a previous study showed no consistent differences in relative efficiency of NNA across a range of cool-season grass species, including both bunch grasses and sod formers (Casler, 1999b). Furthermore, relative efficiency of NNA was not related to block size (number of entries) in the current study or that of Casler (1999b).
There were relatively small differences in the relative efficiency of NNA for the three different methods of analysis (Table 4). Nevertheless, the preadjustment-by-harvest method (Pre-IH) always ranked highest in relative efficiency, with a 2 to 9% unit advantage over preadjustment on the basis of yearly totals (Pretotal). Postadjustment (Posttotal) always ranked last of the three methods, The average relative efficiencies of the three methods were 115% for Posttotal, 119% for Pretotal, and 123% for Pre-IH.
The relative advantage of the two preadjustment methods suggests a certain loss of information in the postadjustment method. Combining the NNA covariates across locations and years into two comprehensive covariates with only 2 df appears to dilute the advantages of NNA observed at individual location-years of a trial. Nearest neighbor analysis is an adaptation of analysis of covariance, in which the covariates are alternative forms of the dependent variable (yield). Each covariate is a regressor variable, requiring fitting of a linear regression coefficient. The postadjustment method fits a single regression coefficient for each covariate, implicitly assuming constant slopes across locations and years. The assumption of constant slopes appears to be invalid for all six trials, as indicated by the inferior relative efficiencies for Posttotal. In contrast, the preadjustment methods fit potentially different slopes for each location-year combination (Pretotal) or each individual harvest (Pre-IH). This required more work and more df, but resulted in slightly greater improvements in precision.
The advantage of Pre-IH over Pretotal is likely because of the interaction of harvests with locations and years, which can be observed in Table 2. The analyses within locations and years established a certain degree of consistency and predictability between the individual-harvest analyses and the analysis of total yield within locations and years (Fig. 1). However, the relative adjustments made to each harvest were highly inconsistent across locations and years of a trial, sometimes greater for first, second, or third harvest, or sometimes near zero for all three harvests. These data suggest that the best-fitting NNA model would have a separate slope for each harvest-location-year, as was the case for Pre-IH.
These results raise the possibility that the optimal NNA model for trials such as these would be highly flexible, allowing for the possibilities that data from any individual harvest may or may not benefit from a NNA-type spatial analysis and that the adjustment slopes may differ from one harvest to another. Such a model would require a detailed analysis and decision-making process for the data of each individual harvest and relatively sophisticated program code for the combined model, building in options for zero adjustment or a flexible adjustment, varying by harvest, location, and year. It is our experience that such an exercise might be useful for some crop scientists and for a limited number of field trials, but is likely too complicated for routine cultivar testing.
While RCB designs are commonly employed in routine cultivar testing programs, our results and those of numerous other authors indicate that blocks may contain considerable internal variability. While such a phenomenon does not invalidate the use of a RCB design, it may significantly reduce the precision with which cultivars means are compared. The inconsistency in spatial adjustments across time, both within and among seasons, suggests that the spatial variability that remains within blocks of a RCB design may be transient in nature. This may arise from numerous biological and/or physical phenomena that interact to influence differences in soil characteristics among plots, such as plot-to-plot or treatment variability in forage yield, nutrient removal rates, root production, and tiller density. However, despite the transient nature of spatial variability in these trials, these effects were sufficiently consistent that they resulted in spatial variability that could be detected across harvests and years. While the postdictive use of NNA generally resulted in improved precision for comparing cultivar means, the generally transient nature of spatial variability and the inconsistency across species limits the reliable use of observed spatial variability patterns in laying out blocks for future blocking designs.
There were no significant changes in ranking of entry means for any trial or any method of adjustment (Table 4). These results suggested that the RCB design was sufficient to randomly distribute the entries with respect to spatial variation at each location. Low rank correlations would reflect a nonrandom distribution of entries with respect to spatial variation patterns, resulting in differential adjustments to entry means across entries. This did not occur in this study. Thus, NNA had the advantage in this study of improving precision for estimates of entry means, but not in improving the accuracy of the estimates. These high correlations also indicated that spatial adjustment method had no effect on the ranking of entries in these trials.
The potential increases in precision for cultivar means across locations and years via NNA will enable better detection of differences among cultivar means in multilocation trials. Genetic gains for forage yield in forage crops are very small, often difficult to detect even after several years of selection and breeding (Casler, 1998). Poor precision due to spatial variation will reduce the ability to detect small changes in forage yield means. The NNAs proposed in this study appear to be helpful for improving the ability to detect small differences in forage yield means for multiple-harvest forage grass trials.
The combined analyses across locations and years for the three switchgrass trials showed a slight gain in relative efficiency for NNA (Table 5), similar to that observed for the analyses within locations and years. These spatial analyses had little effect on LSD or LSR values, further suggesting that there may be a photoperiod or buffering effect that homogenizes spatial variation for these single-harvest biomass trials.
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| ACKNOWLEDGMENTS |
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Received for publication February 19, 2003.
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