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Centre de Recerca Ecològica i Aplicacions Forestals, Facultat de Ciències, Universitat Autònoma de Barcelona, 08193 Bellaterra (Barcelona), Spain
l.serrano{at}creaf.uab.es
| ABSTRACT |
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Abbreviations: ANCOVA, analysis of covariance ANOVA, analysis of variance Chl, chlorophyll DAS, days after sowing FAPAR, fractional absorbed PAR fIPAR, fractional intercepted PAR LAI, leaf area index LAI x Chl A, canopy chlorophyll A content NDVI, normalized difference vegetation index NIR, near-infrared PAR, photosynthetic active radiation RUE, radiation use efficiency SEM, standard error of the mean SR, simple ratio VI, vegetation indices
SR, cumulative simple ratio
| INTRODUCTION |
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Under nonlimiting water supply, the N status of a crop is the major factor controlling the rate of biomass accumulation (Jensen et al., 1990), and, at any given time, there is a strong relationship between N and biomass. Thus, N availability is an important determinant of crop growth and productivity (van Keulen et al., 1989).
Numerous studies have assessed the effects of N availability on canopy spectral reflectance measurements. Nitrogen limitation is known to promote decreased chlorophyll content (Moorby and Besford, 1983; Peñuelas et al., 1994). When there is a severe N limitation, plants reflect more on the red spectral region as a consequence of this lower chlorophyll content. Thus, under N stress (chlorosis), VI confound the changes in soil cover and plant density with changes in vegetation color (Steven et al., 1990).
Since N content may promote changes in the VI vs. LAI relationships, the interpretation of VI as a function of fIPAR instead of LAI could be more appropriate. Furthermore, the interpretation of VI on a fIPAR basis allows a direct estimate of plant productivity by introducing a factor that represents the RUE. Thus, according to Monteith (1977), crop growth (biomass) could be determined as the following time integral:
![]() | (1) |
t is time interval. Because grain yield is closely linked to crop growth, and because reflectance-based VI respond to canopy variables such as LAI and fractional absorbed PAR (fAPAR) that largely determine crop growth, spectral data have been used in yield-predicting models (Das et al., 1993). Based on remote sensing data, Moran et al. (1997) recognized two main approaches for yield forecasting. In the simplest approach, single or multiple time-integrated VI, such as the normalized difference vegetation index (NDVI), can be used to predict crop yield by empirical regression equations. In the other approach, VI are used as estimators of fIPAR or LAI, which, in turn, are used as input data into crop growth and agrometeorological models (Clevers et al., 1994; Clevers, 1997).
In the context of a growing interest in remote sensing applied to agricultural studies (Moran et al., 1997; Clevers, 1997), we studied the effects of N fertilization on the relationships between remote sensing VI and several canopy variables. We aimed to characterize the canopy spectral response to different N supplies, to test the validity of the VI vs. LAI relationships, and, furthermore, to study the feasibility of VI to estimate biomass, fIPAR, and yield under varying N availabilities.
| Material and methods |
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To ensure a high level of soil fertility, P and K fertilizers were applied at a rate of 60 kg P2O5 ha-1 and 60 kg K2O ha-1, respectively. Postemergence herbicides were used to control weeds. On 19 March (122 d after sowing [DAS]), five differential N treatments were started by applying NH4NO3 at the following doses: 0, 50, 100, 150, and 200 kg N ha-1. Each treatment had three replicate plots arranged in a randomized block design. Irrigation was not provided due to the high rainfall (450.2 mm during the crop cycle) and the height of the water table.
Measurements were conducted 78, 96, 139, 158, 180 and 209 DAS, corresponding with the following developmental stages in the Zadoks decimal code (Zadoks et al., 1974): 2.4, 2.5, 3.1, 3.3, 5.5, and 6.5, respectively. These developmental stages correspond with tillering (2), stem elongation (3), heading (5), and postanthesis (6).
Agronomic Measurements
Leaf area index and dry biomass were determined by destructive sampling the same days when reflectance measurements were taken. A 30-cm-diameter plastic ring was placed within the spectroradiometer field of view, and vegetation within the frame was clipped at the ground level. Aboveground biomass was separated into green and nongreen leaves (lamina only), stem (including leaf sheaths), and ears. Leaf area of green leaves was measured with a leaf area meter (Model LI-3000, LI-COR, Lincoln, NE). Leaf area index was computed as the ratio of green leaf area per sampled area. All plant components were dried at 60°C to constant weight and weighed. Canopy green fraction was estimated from the ratio of green leaf biomass to aboveground biomass.
A SPAD chlorophyll meter from Minolta (Model 502, Minolta, Ramsey, NJ) was used to measure leaf Chl A concentration (Monje and Bugbee, 1992). The relative units were previously calibrated measuring Chl A concentration after extraction of Chl A from fresh leaf disks in N,N'-dimethylformamide (Porra et al., 1989). Twenty leaves for each treatment, previously measured with the SPAD chlorophyll meter, were oven dried at 60°C until constant weight and analyzed for total N in a Carlo-Erba NA 1500 automatic analyzer (Carlo-Erba, Milan, Italy). Canopy Chl A contents were estimated by multiplying the chlorophyll per area foliar values by the LAI. All estimates of canopy structure and chemical content were expressed on the basis of ground area to allow comparison with spectral measurements.
Radiometric Measurements
Canopy reflectance was measured over each plot with a narrow-bandwidth visible and near-infrared (NIR) spectroradiometer fitted with a 15° field of view foreoptics (model SE590 with detector CE390WB-R, Spectron Engineering, Denver, CO) and expressed as bidirectional reflectance after standardizing by the radiance of a leveled white standard (Spectralon, Labsphere, North Sutton, NH). The instrument measures 252 bands approximately evenly spaced between 390 and 1100 nm. Data were collected on cloudless days at solar zenith angles ranging between 40 and 50° in order to minimize disturbances from the atmosphere and changes in solar elevation. The radiometer was mounted on a tripod boom and held in a nadir orientation 2 m above the canopy. Four scans were averaged on each measurement.
The VI simple ratio (SR) and NDVI were calculated using narrow-band reflectance values (Peñuelas and Filella, 1998) as follows:
![]() | (2) |
![]() | (3) |
After taking reflectance measurements, fIPAR was measured with a ceptometer (Model SF 80 Decagon Devices, Pullman, WA) and calculated as:
![]() | (4) |
Data Analysis
Spectral reflectance was analyzed using Igor (Wavemetrics, Lake Oswego, OR). Statistical analyses (ANOVA, Pearson correlation, regression, and covariance analyses) were carried out by using Statview 4.5 and Superanova (Abacus Concepts, Berkeley, CA).
| Results |
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Biomass accumulation was strongly dependent on N application rates. As for LAI, aboveground biomass accumulated more rapidly with increasing N rates. Differences in aboveground biomass among treatments were significant (P < 0.001, ANOVA). They ranged from 1656 ± 155 (SEM) g m-2 in the 0 kg ha-1 N treatment to 2807 ± 127 (SEM) g m-2 in 200 kg ha-1 N treatment at the end of the growth cycle (Table 1). However, no significant differences were found in grain harvest. Average grain yield for all the treatments studied was 4956 ± 158 (SEM) kg ha-1.
All N treatments experienced a rust infection (Puccinia graminis Pers.:Pers. f. sp. tritici Eriks. & E. Henn.). On 180 DAS, the percentage of rust-affected area ranged between 5.2 ± 2.2 (SEM) % in the 0 kg ha-1 N treatments to 10.0 ± 0.8% (SEM) in 200 kg ha-1 N treatments.
Spectral Signatures
Changes in canopy structure and pigments throughout the developmental stages were translated into changes in the spectral signature (Fig. 1A)
. At the first growth stages (during tillering) the canopy was not well developed and the soil contribution to canopy reflectance was large. Although the spectral signature showed some characteristic features of green vegetation (lower reflectance in the red region), the average reflectance in the visible region was relatively high and the NIR reflectance was relatively low. As the canopy developed, reflectance in the visible region decreased and NIR reflectance increased up to maximum contrast on 158 DAS. On 209 DAS, vegetation was senescent and the spectral signature showed a steady linear increase across the red edge region (i.e., the transition zone between the red and NIR regions).
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Time-Course of LAI, Fractional Intercepted PAR, and Vegetation Indices
Changes in LAI throughout the growth cycle (Fig. 2A)
were paralleled by changes in the VI. Thus, SR and NDVI reached a maximum on 158 DAS and started to decline from this date onwards (Fig. 2C and 2D, respectively). However, in the 200 kg ha-1 N treatment, SR and NDVI diminished abruptly, while LAI was still high. On the other hand, fIPAR roughly represented the variations in LAI. While fIPAR increased along with increasing LAI, after the onset of senescence, when LAI substantially diminished, fIPAR slightly declined. Thus, on 209 DAS (when LAI < 0.05), fIPAR values were still higher than 60% (Fig. 2B).
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Deriving Intercepted PAR from Spectral Indices
When considering the whole data set (e.g., before and after the onset of senescence), fIPAR was poorly correlated with SR (r = 0.38, P < 0.01) and the correlation with NDVI was not significant. However, if only the measurements taken before the onset of senescence were considered (Fig. 4
, open symbols), NDVI and fIPAR showed a significant linear relationship (r2 = 0.81, P < 0.001) (Fig. 4A). Similarly, SR and fIPAR were significantly related, although in an exponential manner (r2 = 0.84, P < 0.0001) (Fig. 4B).
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Nitrogen Effects on Radiation Use Efficiency
Since SR was a good indicator of green fIPAR, we calculated the corresponding cumulative vegetation index (
SR) by summing up the single values that resulted from multiplying the average SR value between two spectral measurements by the time interval (in days). Next, RUE was derived from the slope of the relationship between total aboveground biomass and
SR for each N treatment. Although the slope of these relationships increased with increasing N supply, the covariance analysis did not show any significant differences among N treatments. Similar results were obtained when RUE was estimated from the slope of the relationship between total aboveground biomass and the time integral of intercepted PAR. Thus, although not statistically significant, there was an increase in RUE from 3.15 ± 0.131 (SEM) g MJ-1 in the 0 kg ha-1 N treatment to 3.65 ± 0.158 (SEM) g MJ-1 in 200 kg ha-1 N treatment.
Predicting Crop Yield from Simple Ratio
We also studied the possibility of estimating crop growth and, ultimately, predicting grain yield from
SR. While grain yield and total biomass were significantly related with
SR (r2 = 0.74, P < 0.0001; and r2 = 0.64, P < 0.001, respectively) (Fig. 5A and 5B) , total biomass and grain yield were poorly correlated (r2 = 0.35, P < 0.05) (Fig. 5C).
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| Discussion |
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The VI clearly indicated the canopy changes caused by developmental stages and N fertilization treatments. The SR increased linearly with increases in LAI, while NDVI showed a curvilinear response that saturated for LAI > 3, in agreement with the results obtained in previous wheat studies (Asrar et al., 1984; Wiegand et al., 1992). This illustrates one of the problems in using NDVI for well-developed canopies: when LAI >3, the addition of more leaf layers to the canopy does not entail large changes in NDVI (Sellers, 1987). On the other hand, NDVI was more sensitive for low LAI, which makes it more suitable for assessing crop growth at the initial stages. Non-green components contribute to the canopy spectral reflectance, and VI have been reported to vary due to the presence of non-green vegetation (Bartlett et al., 1990; van Leeuwen and Huete, 1996) and due to soil background (Huete, 1989). As a consequence, separate VI vs. LAI relationships before and after the onset of crop senescence have been considered (Wiegand et al., 1992). However, in our study, while significant differences in these relationships arose among treatments (see discussion below), a unique relationship was satisfactory for the different phenological stages.
Since there were differences in Chl A concentration among N treatments, we would expect changes in reflected radiation for a given leaf area. In fact, when we considered contrasting treatments (0, 100, and 200 kg ha-1 N), the SR vs. LAI regression lines were significantly different. Similar results have been reported by Walburg et al. (1982) for corn (Zea mays L.) submitted to different N availabilities. In contrast, Fernández et al. (1994) reported a unique relationship between NDVI and LAI for wheat grown under different N and water supplies. However, these authors derived LAI values from fAPAR vs. NDVI relationships using Monsi's Saeki equation. This implies that variations due to changes in Chl A concentration, and, thus, in leaf optical properties (if there were any) were already accounted for in fAPAR. This might explain the existence of a unique relationship independent of N treatment. Thus, if our ultimate goal is to estimate LAI from spectral measurements, specific relationships should be considered if Chl concentration were to vary. However, since both VI showed close correlation with LAI x Chl A regardless of N treatment, they could be good indicators of photosynthetic capacity.
In agreement with previous empirical wheat studies (Asrar et al., 1984; Steinmetz et al., 1990; Daughtry et al., 1992), NDVI and SR showed significant relationships with fIPAR before the onset of senescence. These results are consistent, since fIPAR is a good estimator of fAPAR as long as the canopy is green (Daughtry et al., 1992). As a consequence, the relationships between VI and fIPAR are usually studied as typically biphasic (Ridao et al., 1998). One equation is required to describe fIPAR for increasing LAI and another for decreasing LAI. However, Gallo et al. (1993) questioned the use of separate equations and suggested that the relationships between fAPAR and VI developed for increasing LAI may be used even during senescence when LAI is declining. Our results reinforce the use of this simplified approach. When we considered the whole data set and corrected for the empirical green fraction factors (Fig. 4C and 4D), the relationships between VI and green fIPAR were still highly significant, suggesting that VI are robust indicators of green fIPAR. Thus, fIPAR derived from spectral indices accurately characterized PAR interception by green, photosynthetically active vegetation, as has been previously shown in natural communities (Bartlett et al., 1990; Gamon et al., 1995). Contrasting results may be attributed to the inadequacy of the currently used optical ground methods to determine fIPAR. Since non-green canopy components substantially absorb in the visible spectrum (Serrano et al., 1997; Asner et al., 1998), measurements obtained with a ceptometer or a PAR sensor may not be reliable indicators of either fIPAR or fAPAR by photosynthetic (green) components (Serrano et al., 2000). Moreover, the relationship between SR and fIPAR was not affected by N treatments. Similarly, Joel et al. (1997) in sunflower (Helianthus annuus L.) indicated that the relationships between fIPAR and the spectral indices SR and NDVI were insensitive to N and water stress.
Cumulative SR was a good indicator of crop growth as has been previously shown for a variety of crops and growing conditions (see references in Moran et al., 1997). Nitrogen stress may impose limitations on the use of VI to determine crop growth due to changes in RUE. Increasing N supply progressively increased LAI and leaf Chl A concentration, and, hence, improved light interception, while differences in RUE were minor. In contrast with previous wheat studies (Green, 1987; Garcia et al., 1988; Steinmetz et al., 1990), differences in RUE (in terms of intercepted PAR) among N treatments were not statistically significant. However, our data fell in the range of previously reported RUE values for wheat (Green, 1987; Rudorff et al., 1996).
Several studies in winter wheat have shown a close correlation between total biomass at harvest and grain yield (Green, 1987; Rudorff and Batista, 1990). In our study, higher N fertilizer rates promoted larger canopy growth, yet the correlation of aboveground biomass with final grain yield was relatively weak. Nielsen and Halvorson (1991) suggested that water stress could impair the potential for greater grain yields resulting from increased N fertility. However, in a previous study, we showed that water availability was not a limiting factor in high N treatments (Peñuelas et al., 1996). Under our experimental conditions, poor correlation between aboveground biomass and grain yield could be partly attributed to the earlier senescence of the flag-leaf, and to the incidence of a rust infection (P. Graminis) that had a greater effect on those treatments with higher doses of N. This latter aspect is substantiated by the sharp decrease in SR and NDVI, while LAI was still high, which indicates a diminution in canopy greenness (see Fig. 2).
Since the spectral indices can respond to non-leaf photosynthetically active organs, such as heads and sheaths of cereals, canopy reflectance may be a more accurate measure of the crop photosynthetic capacity than LAI or aboveground biomass. On the other hand, crop losses resulting from the incidence of a rust infection (P. striiformis Westend) have been estimated accurately from VI (Hansen, 1991). Our results support these previous findings, particularly in the 200 kg ha-1 N plots. Where the percentage of rust-affected leaf area was greater, SR and NDVI decreased without a concomitant decrease in LAI. Thus, in our study,
SR represented the intensity and duration of the photosynthetic activity of the crop better than aboveground biomass, providing an enhanced estimate of the final measured yield.
| Summary and conclusions |
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In our study,
SR was closely correlated with grain yield, even more than aboveground biomass, probably reflecting the contribution of photosynthetic organs other than leaves and the negative effects of a rust infection on photosynthesis. Our results indicate that, under stress conditions where crop growth and LAI are decoupled from final yield,
SR provides reliable information for yield forecasting.
| ACKNOWLEDGMENTS |
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Received for publication March 5, 1999.
| REFERENCES |
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